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  • Posts by Karena Straub
    Associate

    Karena is an Associate with PIB Law and focuses her practice on the representation of financial institutions in connection with financial services-related litigation matters.

    Prior to joining PIB Law, Karena served as an ...

SEC Launches New Search Tool to Identify Individuals with Enforcement Records While the CFPB Considers Ending Public Access to Complaints

On May 2, 2018, the Securities and Exchange Commission went live with an additional online search tool known as the SEC Action Lookup for Individuals, or SALI.  SALI is intended to help potential investors identify registered and unregistered individuals who have settled, defaulted, or contested an enforcement action brought by the SEC where a final judgment or order was entered against them. 

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